Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Newton is a financial professional with over 25 years of experience in the financial services industry. Charles has held various roles at several firms, including Brecek & Young Advisors, Inc. and Securities America, Inc. Charles is currently a registered representative with Independent Financial Group, LLC, a firm that provides a wide range of financial services. Charles holds Series 6, Series 63, Series 65 and SIE licenses, and is registered in Arizona, Nevada, Texas and Utah. Charles specializes in financial planning, portfolio management, and pension consulting. Charles also has experience providing investment advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
07/15/2022 - Present
Independent Financial Group, LLC (SOUTH JORDAN UT)
UT
03/29/2011 - 07/15/2022
NPB FINANCIAL GROUP, LLC (SOUTH JORDAN UT)
UT
01/23/2009 - 04/04/2011
SECURITIES AMERICA, INC. (SOUTH JORDAN UT)
UT
12/17/1996 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (SOUTH JORDAN UT)
CA
09/04/1996 - 01/24/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IA
Issued 09/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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