Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ross is a financial advisor at Frost Investment Advisors, LLC, in San Antonio, TX. Charles is a licensed Investment Advisor Representative (IAR) and has been in the industry for 10 years. Charles is also a registered representative with NYLIFE Securities LLC, which is a broker-dealer. Charles has a Series 6, Series 63 and Series 65 licenses, and he has a SIE license. Charles is also a member of the National Association of Insurance and Financial Advisors (NAIFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Provide models to 3rd parties and receive asset-based fees
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2
TX
10/06/2023 - Present
Frost Investment Advisors, LLC (SAN ANTONIO TX)
TX
09/27/2018 - 10/27/2022
NYLIFE SECURITIES LLC (SAN ANTONIO TX)
IA
Issued 09/23/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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