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Charles Robert Murphy

Dempsey Lord Smith, LLC

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About Charles Robert Murphy

Charles Robert Murphy is an Investment Advisor Representative with Dempsey Lord Smith, LLC. Charles has been in the industry since 2008. He is registered with the state of Georgia as an Investment Advisor Representative. Charles has passed the Series 6, Series 63, Series 65, and SIE exams. Charles has worked with Dempsey Lord Smith, LLC for a number of years and he is currently active. He has prior experience with ProEquities, Inc. and MetLife Securities Inc.. Charles has worked in both the Statesboro and Rome offices of Dempsey Lord Smith, LLC. Charles specializes in providing financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Charles Murphy is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Murphy’s Registration & Firm History

GA

04/24/2012 - Present

Dempsey Lord Smith, LLC (STATESBORO GA)

GA

04/17/2012 - 07/26/2016

DEMPSEY LORD SMITH, LLC (STATESBORO GA)

GA

07/12/2010 - 02/18/2011

PROEQUITIES, INC. (STATESBORO GA)

GA

07/11/2008 - 07/07/2010

METLIFE SECURITIES INC. (STATESBORO GA)

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Licenses & Designations

IA

Issued 07/10/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2016

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Charles Robert Murphy.
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