Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Monahan is a financial advisor registered with Morgan Stanley since June 2009. He is a veteran of the financial services industry, having over 30 years of experience. Charles holds the Series 3, 7, and 63 securities licenses, as well as the Series 65 investment advisor license. He is also registered in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
06/01/2009 - Present
Morgan Stanley (Blue Bell PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JENKINTOWN PA)
PA
08/11/1989 - 04/02/2007
MORGAN STANLEY DW INC. (JENKINTOWN PA)
NA
09/22/1988 - 03/09/1990
UNDERHILL ASSOCIATES, INCORPORATED
NA
03/14/1989 - 08/11/1989
JONATHAN ALAN & CO., INC.
NA
02/02/1988 - 08/29/1988
ANDREW ALEN SECURITIES, INC.
NA
08/12/1987 - 02/24/1988
FIRST MONTAUK SECURITIES CORP.
IA
Issued 11/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Monahan is the right advisor for you? Invested Better is here to help.
