Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Lyons is a financial professional with over 5 years of experience in the financial services industry. Charles is currently registered with Ba Securities, LLC, a brokerage firm based in W. Conshohocken, PA. Charles has a strong background in investment banking, having previously worked at Evergreen Advisors Capital, LLC and UBS Financial Services Inc. Charles holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/16/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
MD
08/05/2021 - 05/19/2022
EVERGREEN ADVISORS CAPITAL, LLC (COLUMBIA MD)
NJ
10/26/2018 - 12/06/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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