Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Lee is a financial advisor with over 20 years of experience in the industry. Charles is currently registered with Nylife Securities LLC in Rock Springs, WY. Charles has a Series 6, Series 63 and SIE license. Charles is licensed to sell securities in Arizona, Colorado, Idaho, Nevada, Oregon, Utah, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WY
05/14/2007 - Present
Nylife Securities LLC (ROCK SPRINGS WY)
NY
02/07/2000 - 01/16/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 01/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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