Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Kelly has been in the financial industry since 1985. Charles is currently registered with Cambridge Investment Research Advisors, Inc. and has been with them since February 2018. Prior to that Charles was with Cetera Advisors LLC and Investors Capital Corp. Charles provides financial planning, pension consulting, and portfolio management for individuals and businesses. Charles is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
RI
02/16/2018 - Present
Cambridge Investment Research Advisors, Inc. (Barrington RI)
RI
10/03/2016 - 02/26/2018
CETERA ADVISORS LLC (BARRINGTON RI)
RI
08/21/2012 - 10/03/2016
INVESTORS CAPITAL CORP. (BARRINGTON RI)
RI
11/17/2005 - 08/24/2012
SAGEPOINT FINANCIAL, INC. (BARRINGTON RI)
RI
01/09/2003 - 11/16/2005
MUTUAL SERVICE CORPORATION (BARRINGTON RI)
MA
01/11/2002 - 12/18/2002
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
05/10/1999 - 01/29/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/10/1999 - 01/29/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
10/09/1989 - 11/20/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/09/1989 - 11/20/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
08/18/1987 - 08/14/1989
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
07/24/1985 - 09/24/1987
ABEDON, LIMITED
NA
02/21/1985 - 07/11/1985
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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