Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Johnson is a financial professional with over two years of experience in the industry. Charles is currently registered with Franklin Distributors, LLC, a broker-dealer. Charles's previous experience includes working at ROCKEFELLER FINANCIAL LLC, a broker-dealer and investment advisor. Charles is licensed to conduct securities business in 51 states and holds the Series 66, Series 7TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/05/2023 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
02/04/2020 - 01/03/2022
ROCKEFELLER FINANCIAL LLC (San Francisco CA)
BOTH
Issued 08/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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