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Charles Robert Herrington

Fidelity Brokerage Services LLC

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About Charles Robert Herrington

Charles Robert Herrington has been in the financial services industry since 2007. Charles has a broad range of experience, having previously worked at Edward Jones, CETERA Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and now currently with Fidelity Brokerage Services LLC. Charles is registered to provide investment advice in Florida, Massachusetts, Texas and Utah.

Firm Information

Charles Herrington is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Herrington’s Registration & Firm History

FL

07/27/2016 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

FL

03/25/2015 - 07/12/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

FL

10/03/2014 - 02/25/2015

CETERA INVESTMENT SERVICES LLC (JACKSONVILLE FL)

FL

01/05/2012 - 09/30/2014

EDWARD JONES (JACKSONVILLE FL)

FL

09/03/2007 - 12/15/2011

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 11/12/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/16/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles Robert Herrington.
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