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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Doucette is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pensacola, FL. Charles Doucette has been in the industry since October 2013 and has worked with clients including individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension plans, and state or municipal government entities. Charles Doucette has several designations and licenses, including Series 6, 7, 9, 10, 31, 63, and 66. Charles Doucette offers a variety of investment services including portfolio management, investment advice, educational seminars, and selection of other advisors. Charles Doucette is a licensed and registered investment advisor and is bound by the rules and regulations of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENSACOLA FL)
NV
12/08/2015 - 11/15/2016
CUNA BROKERAGE SERVICES, INC. (RENO NV)
NV
10/04/2013 - 12/01/2015
WELLS FARGO ADVISORS, LLC (RENO NV)
BOTH
Issued 10/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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