Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Cumello has over 30 years of experience in the financial services industry. Charles is a registered Investment Advisor Representative with Essex Financial Services, Inc., and has previously worked for firms such as The Leaders Group, Inc., Fidelity Brokerage Services LLC, and Quick & Reilly, Inc. Charles has a wide range of experience in financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
03/24/2009 - Present
Essex Financial Services, Inc. (ESSEX CT)
CT
06/01/2021 - 12/31/2022
THE LEADERS GROUP, INC. (Essex CT)
CT
03/24/2009 - 08/03/2021
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
CT
06/13/2003 - 03/13/2009
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
NY
01/23/2003 - 05/12/2003
QUICK & REILLY, INC. (NEW YORK NY)
RI
07/24/1996 - 01/24/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CT
07/01/1994 - 07/17/1996
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NJ
04/01/1994 - 04/19/1994
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
NA
03/18/1991 - 04/01/1994
UNION TRUST BROKERAGE SERVICES, INC.
IA
Issued 02/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/11/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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