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Charles Robert Croy

Northwestern Mutual Investment Services, LLC

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About Charles Robert Croy

Charles Robert Croy is a financial professional with over eight years of experience in the financial services industry. Charles is currently registered with Northwestern Mutual Investment Services, LLC. Prior to that, Charles was associated with a number of other firms, including KEY INVESTMENT SERVICES LLC, PNC INVESTMENTS, CITIZENS SECURITIES, INC., THE HUNTINGTON INVESTMENT COMPANY, and CHASE INVESTMENT SERVICES CORP. Charles holds the Series 6, Series 63, and SIE licenses and is registered in numerous states.

Firm Information

Charles Croy is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Charles Croy’s Registration & Firm History

WI

10/18/2023 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

OH

03/27/2017 - 02/25/2022

KEY INVESTMENT SERVICES LLC (NORTH CANTON OH)

OH

03/28/2016 - 12/05/2016

PNC INVESTMENTS (INDEPENDENCE OH)

OH

08/11/2014 - 02/02/2016

CITIZENS SECURITIES, INC. (CANTON OH)

OH

10/14/2013 - 03/28/2014

THE HUNTINGTON INVESTMENT COMPANY (CANTON OH)

OH

10/04/2005 - 08/09/2006

CHASE INVESTMENT SERVICES CORP. (NEW PHILADELPHIA OH)

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Licenses & Designations

BC

Issued 09/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Robert Croy.
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