Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Catalano is a registered representative with Neuberger Berman BD LLC in New York, New York. Charles has been in the securities industry since 2006. Charles has passed the Series 63, Series 7, and Series 24 exams. Charles previously worked at J.P. MORGAN SECURITIES INC. and J.P. MORGAN CLEARING CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/04/2016 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
05/08/2006 - 12/04/2014
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
05/08/2006 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
BC
Issued 10/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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