Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robert Bennett is a financial advisor with over 50 years of experience in the industry. Charles has been with Prospera Financial Services, Inc. since February 2017, and has previously held positions at Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Charles is a registered Investment Advisor Representative in the state of Ohio. Charles offers various financial services, including financial planning, pension consulting, selection of other advisors, and portfolio management for businesses, individuals, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
OH
02/27/2017 - Present
Prospera Financial Services, Inc. (Maumee OH)
OH
12/09/2011 - 03/22/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MAUMEE OH)
OH
06/01/2009 - 12/22/2011
MORGAN STANLEY SMITH BARNEY (TOLEDO OH)
OH
12/13/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TOLEDO OH)
NY
09/26/1978 - 12/17/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/09/1972 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 04/12/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/16/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 08/07/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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