Unclaimed
Charles Robert Alderman is a financial advisor with Cambridge Investment Research, Inc. in Annapolis, MD. Charles has been in the industry for 30 years and has experience in providing financial advice and investment services. Charles is registered with FINRA and holds Series 6, Series 63, and Series 65 licenses. Charles previously worked with LINCOLN FINANCIAL SECURITIES CORPORATION and PRUCO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
11/16/2012 - Present
Cambridge Investment Research, Inc. (Annapolis MD)
MD
11/02/2007 - 11/21/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (ANNAPOLIS MD)
MD
05/04/1993 - 11/28/2007
PRUCO SECURITIES, LLC. (BELTSVILLE MD)
IA
Issued 08/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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