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Charles Robert Alderman

Cambridge Investment Research, Inc.

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About Charles Robert Alderman

Charles Robert Alderman is a financial advisor with Cambridge Investment Research, Inc. in Annapolis, MD. Charles has been in the industry for 30 years and has experience in providing financial advice and investment services. Charles is registered with FINRA and holds Series 6, Series 63, and Series 65 licenses. Charles previously worked with LINCOLN FINANCIAL SECURITIES CORPORATION and PRUCO SECURITIES, LLC.

Firm Information

Charles Alderman is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Alderman’s Registration & Firm History

MD

11/16/2012 - Present

Cambridge Investment Research, Inc. (Annapolis MD)

MD

11/02/2007 - 11/21/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (ANNAPOLIS MD)

MD

05/04/1993 - 11/28/2007

PRUCO SECURITIES, LLC. (BELTSVILLE MD)

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Licenses & Designations

IA

Issued 08/31/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/15/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Robert Alderman.
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