Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Aikins is a financial professional with over 23 years of experience in the industry. Charles is currently registered with Mutual Advisors, LLC, and previously held positions with several firms including Mutual of Omaha Investor Services, Inc., Securities America, Inc., and Equinox Securities, Inc. Charles is a Series 66, Series 63, Series 4, Series 53, Series 27, and Series 24 licensed professional. Charles has expertise in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
11/18/2021 - Present
Mutual Advisors, LLC (Omaha NE)
NE
08/18/2020 - 11/18/2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
CA
07/13/2010 - 12/11/2019
SECURITIES AMERICA, INC. (GOLD RIVER CA)
CA
03/13/2009 - 08/11/2010
EQUINOX SECURITIES, INC. (REDLANDS CA)
CA
08/05/2009 - 08/10/2010
PRECISION SECURITIES, LLC (DEL MAR CA)
CA
07/21/2009 - 08/09/2010
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES (REDLANDS CA)
CA
10/30/2008 - 08/09/2010
INDIEVEST SECURITIES, INC. (LOS ANGELES CA)
CA
04/30/2010 - 08/06/2010
CSI STRATEGIC PARTNERS, LLC (LOS ANGELES CA)
DC
03/08/2010 - 07/26/2010
SUCCESS TRADE SECURITIES, INC. (WASHINGTON DC)
CA
01/27/2004 - 04/22/2010
PEYTON, CHANDLER & SULLIVAN, INC. (ROSEVILLE CA)
CA
07/23/2009 - 11/18/2009
FINANCIAL ADVISERS OF AMERICA, LLC (CARLSBAD CA)
CO
03/17/2004 - 06/22/2007
SPENCER EDWARDS, INC. (ENGLEWOOD CO)
CA
05/30/2006 - 07/10/2006
XSG CORPORATE FINANCE, LLC (SANTA ANA CA)
CA
05/30/2006 - 07/05/2006
TRADEPORTAL SECURITIES, INC. (ALISO VIEJO CA)
CA
06/28/2006 - 07/03/2006
COMPAK SECURITIES, INC. (NEWPORT BEACH CA)
CA
05/30/2006 - 06/29/2006
PUPLAVA SECURITIES, INC. (SAN DIEGO CA)
CA
06/02/2006 - 06/28/2006
PRECISION SECURITIES, LLC (DEL MAR CA)
CA
05/30/2006 - 06/28/2006
KLEIN INVESTMENT GROUP, L.P. (BEVERLY HILLS CA)
CA
05/30/2006 - 06/28/2006
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES (REDLANDS CA)
ID
05/31/2006 - 06/27/2006
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EAGLE ID)
FL
05/26/2006 - 05/30/2006
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
CA
11/05/2001 - 10/23/2002
PEYTON, CHANDLER & SULLIVAN, INC. (ROCKLIN CA)
MD
02/23/2001 - 10/11/2001
LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)
CA
07/18/1996 - 02/23/2001
CAPBAY FINANCIAL SERVICES (ROSEVILLE CA)
MI
06/02/1995 - 09/20/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 05/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/01/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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