Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ulmer is a financial advisor registered with Santander US Capital Markets LLC. Charles joined Santander US Capital Markets LLC on 10/14/2014. Charles has been a registered securities professional since 11/8/1994. Prior to joining Santander US Capital Markets LLC, Charles was with AMHERST SECURITIES GROUP, L.P. and RBS SECURITIES INC. Charles is licensed to sell securities in the following states: California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Texas, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/14/2014 - Present
Santander US Capital Markets LLC (STAMFORD CT)
CT
07/01/2009 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (GREENWICH CT)
CT
11/08/1994 - 04/30/2009
RBS SECURITIES INC. (GREENWICH CT)
BC
Issued 07/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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