Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Richard Sleezer is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC in NAPERVILLE, IL. Charles has been in the financial services industry since 1997. Charles has a Series 7 license, a Series 63 license and a Series 66 license. Charles also holds registrations in 42 states. The advisor currently has 1 registration with FINRA and 1 registration with a self-regulatory organization. Charles previously worked with UBS FINANCIAL SERVICES INC. and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/03/2003 - Present
Wells Fargo Advisors Financial Network, LLC (NAPERVILLE IL)
NJ
01/11/2002 - 12/03/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
07/29/1997 - 01/15/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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