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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Richard Rutan is an investment advisor representative at Cetera Investment Advisers LLC. Charles is currently registered with the state of Michigan. He has been in the securities industry since September 6, 1984. Charles's experience includes previous roles with firms such as VESTAX SECURITIES CORPORATION, USA FINANCIAL GROUP, INC., KORN, WOMACK, STERN AND ASSOCIATES, INC., FIRST CHESAPEAKE SECURITIES CORPORATION, THE SAXON GROUP, INC., HERITAGE SECURITIES CORPORATION, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, and MUTUAL SERVICE CORPORATION. Charles holds a Series 63, 66, 7, 24, and 39 license and has passed the SIE exam. He is also a registered investment advisor representative in the state of Michigan. Charles has experience in various financial planning services such as retirement planning, college savings, and estate planning. He has been a successful financial advisor for over 30 years and has helped clients achieve their financial goals. Charles is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
03/21/2024 - Present
Cetera Investment Advisers LLC (GROSSE POINTE FARMS MI)
OH
03/15/1991 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
NA
07/13/1990 - 12/31/1990
USA FINANCIAL GROUP, INC.
NA
02/24/1989 - 12/05/1989
KORN, WOMACK, STERN AND ASSOCIATES, INC.
NA
04/11/1987 - 12/31/1988
FIRST CHESAPEAKE SECURITIES CORPORATION
NA
08/01/1986 - 01/19/1987
THE SAXON GROUP, INC.
NA
04/02/1985 - 06/17/1986
HERITAGE SECURITIES CORPORATION
NA
05/25/1983 - 05/19/1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
05/25/1983 - 05/02/1985
MUTUAL SERVICE CORPORATION
BOTH
Issued 3/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/6/1986
Series 24 - General Securities Principal Examination
BC
Issued 12/3/1985
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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