Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Richard Roberts is a financial advisor with Financial Freedom Planners. Charles has over 30 years of experience in the financial services industry. He is a Certified Financial Planner and holds Series 7, 4, 5, 12, 15, 24, 53, and 63 licenses. Charles' specializations include financial planning and educational seminars. Charles also offers fixed fee and hourly charge compensation arrangements.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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VA
08/12/2013 - Present
Financial Freedom Planners (RICHMOND VA)
VA
04/04/2006 - 09/13/2007
THOMPSON DAVIS & CO., INC. (RICHMOND VA)
VA
10/09/2003 - 10/19/2004
BI INVESTMENTS, LLC (GLEN ALLEN VA)
VA
05/20/2003 - 10/09/2003
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
NY
03/09/2002 - 06/05/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
03/28/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
VA
03/24/1997 - 03/28/2001
BRANCH, CABELL & CO., INC. (RICHMOND VA)
MI
07/26/1994 - 03/20/1997
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
MI
09/07/1993 - 08/01/1994
RONEY & CO. (DETROIT MI)
MO
12/11/1992 - 09/16/1993
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NJ
06/16/1989 - 12/21/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/23/1986 - 06/13/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/27/1979 - 05/08/1986
PAINEWEBBER INCORPORATED
NA
10/03/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
09/26/1978 - 10/14/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/05/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 08/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/10/1981
Series 4 - Registered Options Principal Examination
BC
Issued 05/20/1981
Series 24 - General Securities Principal Examination
BC
Issued 03/21/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 05/15/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 06/28/1982
Series 5 - Interest Rate Options Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
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