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Charles Richard Montgomery

PFS Investments Inc.

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About Charles Richard Montgomery

Charles Montgomery is a registered investment advisor representative with PFS Investments Inc. in Ocala, Florida. Charles has been in the financial services industry since 2002 and holds the Series 7, Series 63, Series 26, and Series 65 licenses. Charles has previous experience with Oppenheimer & Co. Inc., ADP Broker-Dealer, Inc., Scudder Distributors, Inc., and Fidelity Brokerage Services, Inc. Charles offers investment advisory services, such as portfolio management for individuals, and receives compensation based on a percentage of assets under management.

Firm Information

Charles Montgomery is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Montgomery’s Registration & Firm History

FL

10/20/2021 - Present

PFS Investments Inc. (OCALA FL)

FL

11/13/2018 - 11/12/2019

OPPENHEIMER & CO. INC. (TAMPA FL)

NJ

05/30/2003 - 11/08/2018

ADP BROKER-DEALER, INC. (ROSELAND NJ)

IL

04/19/2001 - 05/30/2003

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

RI

11/23/1999 - 07/25/2000

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 12/28/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/24/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Richard Montgomery.
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