Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Locher is a registered representative with GWN Securities Inc. based in Palm Beach Gardens, FL. Charles has been in the financial industry since 1987 and holds several licenses and certifications, including Series 7, Series 63, Series 66, Series 24, and SIE. Charles has worked with several firms in the past including Securian Financial Services, Inc., Hornor, Townsend & Kent, Inc., Woodbury Financial Services, Inc., 1717 Capital Management Company, Belle Haven Investments, Commonwealth Securities and Investments, Inc., Janney Montgomery Scott Inc., M. R. Beal & Company, A. Webster Dougherty & Co., Incorporated, McGowan, O'Meara & Company, Inc., and Shearson Lehman Brothers Inc.. Charles provides financial planning, market timing services, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
09/07/2011 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
PA
10/21/2009 - 07/25/2011
SECURIAN FINANCIAL SERVICES, INC. (PLYMOUTH MEETING PA)
PA
11/26/2008 - 05/14/2009
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
PA
09/14/2007 - 10/31/2008
WOODBURY FINANCIAL SERVICES, INC. (WAYNE PA)
DE
12/17/1997 - 09/10/2007
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
11/14/1996 - 10/14/1997
BELLE HAVEN INVESTMENTS (RYE BROOK NY)
PA
11/21/1991 - 12/02/1996
COMMONWEALTH SECURITIES AND INVESTMENTS, INC. (PITTSBURGH PA)
PA
11/20/1990 - 11/04/1991
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
09/27/1990 - 12/04/1990
M. R. BEAL & COMPANY (NEW YORK NY)
PA
05/02/1989 - 09/11/1990
A. WEBSTER DOUGHERTY & CO., INCORPORATED (PHILADELPHIA PA)
MA
01/10/1987 - 01/09/1989
MCGOWAN, O'MEARA & COMPANY, INC. (NEWTON MA)
NA
11/20/1985 - 11/17/1986
SHEARSON LEHMAN BROTHERS INC.
BOTH
Issued 01/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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