Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Leapley is a financial advisor currently registered with Osaic Wealth, Inc. Charles has been in the securities industry for over 13 years, having worked with firms such as FSC Securities Corporation and Waddell & Reed, Inc. Charles is licensed in several states, including Maryland, North Carolina, and Virginia. Charles holds the Series 7, Series 63, Series 65, and SIE licenses and is a registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/03/2023 - Present
Osaic Wealth, Inc. (RALEIGH NC)
NC
11/28/2011 - 11/03/2023
FSC SECURITIES CORPORATION (RALEIGH NC)
NC
02/25/2011 - 11/22/2011
WADDELL & REED, INC. (RALEIGH NC)
NC
12/22/2009 - 09/03/2010
GARDEN STATE SECURITIES, INC. (CARY NC)
IA
Issued 04/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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