Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Herrold is a financial advisor with over 40 years of experience in the industry. Charles is a Registered Representative, an Investment Advisor Representative, and is currently registered with Commonwealth Financial Network. Charles has a strong track record of providing financial advice to individuals and families. Charles is also experienced in providing investment advice to corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/14/2010 - Present
Commonwealth Financial Network (EAST LANSING MI)
NA
05/05/1997 - 05/27/1997
COMMONWEALTH EQUITY SERVICES, INC.
AZ
01/31/1997 - 05/07/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
05/02/1986 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
07/28/1980 - 05/05/1986
MUTUAL SERVICE CORPORATION
BC
Issued 08/05/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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