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Charles Richard Dobson

MGI Funds Distributors, LLC

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About Charles Richard Dobson

Charles Dobson is a financial advisor with over 20 years of experience in the industry. He currently works with MGI Funds Distributors, LLC, where he has been registered since January 2020. Prior to joining MGI Funds Distributors, LLC, Charles Dobson was registered with KESTRA INVESTMENT SERVICES, LLC, MMC SECURITIES LLC, HEWITT FINANCIAL SERVICES LLC, and PARK AVENUE SECURITIES LLC. Charles Dobson is registered with FINRA and holds Series 7, Series 24, Series 66, and SIE licenses. Charles Dobson is licensed to provide investment advice in all 50 states and the District of Columbia.

Firm Information

Charles Dobson is currently registered with MGI Funds Distributors, LLC. MGI Funds Distributors, LLC is a Limited Liability Company formed in January 2012 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Dobson’s Registration & Firm History

NC

01/31/2020 - Present

MGI Funds Distributors, LLC (Charlotte NC)

NC

04/25/2017 - 01/23/2020

KESTRA INVESTMENT SERVICES, LLC (CHARLOTTE NC)

NC

10/07/2014 - 03/22/2017

MMC SECURITIES LLC (CHARLOTTE NC)

IL

11/16/2011 - 09/15/2014

HEWITT FINANCIAL SERVICES LLC (CHICAGO IL)

NC

02/17/2011 - 08/03/2011

PARK AVENUE SECURITIES LLC (CHARLOTTE NC)

NC

09/28/2000 - 12/07/2010

PARK AVENUE SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 11/08/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/29/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Richard Dobson.
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