Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Rhyee is a securities professional with over 25 years of experience in the industry. Charles is currently registered with TD Securities (usa) LLC and has previously held positions at Cowen and Company, Oppenheimer & Co. Inc., CIBC World Markets Corp., Credit Suisse Securities (USA) LLC, Jefferies & Company, Inc., Soundview Technology Corporation, Charles Schwab & Co., Inc., Citigroup Global Markets Inc., Citicorp Investment Services, and Datek Securities Corp. Charles holds several securities licenses including Series 7, Series 24, Series 63, Series 86, and Series 87. Charles is currently registered as a broker-dealer in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
02/15/2011 - 04/09/2024
COWEN AND COMPANY (NEW YORK NY)
NY
01/14/2008 - 02/03/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
11/14/2006 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/20/2005 - 11/14/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/05/2004 - 04/11/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
CT
08/16/2004 - 11/09/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
TX
04/21/2004 - 08/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
09/22/2003 - 04/30/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
08/26/1999 - 09/25/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/22/1999 - 08/26/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
07/29/1996 - 01/21/1998
DATEK SECURITIES CORP. (OMAHA NE)
BC
Issued 08/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/11/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
N
Nasdaq Stock Market
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