Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Carson is a financial professional with over 20 years of experience in the securities industry. Charles is currently registered with SG Americas Securities, LLC and has been in the industry since November 2005. Prior to joining SG Americas Securities, LLC, Charles was employed by Credit Agricole Securities (USA) Inc., Nomura Securities International, Inc., and Lehman Brothers Inc. Charles is licensed to conduct business in all 50 states and the District of Columbia. Charles holds the Series 3, 7, and 63 licenses as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/21/2024 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
10/08/2020 - 11/10/2023
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
03/01/2010 - 05/01/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/26/2002 - 10/09/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Carson is the right advisor for you? Invested Better is here to help.
