Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Miller is a financial professional with over 10 years of experience in the industry. Charles is currently registered with Advisors Asset Management, Inc. as an Investment Advisor Representative. Before joining Advisors Asset Management, Inc., Charles has also worked for other financial institutions, including Brinker Capital Securities, LLC, LBMZ Securities, Inc., Foreside Fund Services, LLC, Pacer Financial, Inc., Miller Tabak Roberts Securities, LLC, and Freemark Blair & Company, Inc. Charles holds Series 7, Series 63 and Series 65 licenses and has passed the Securities Industry Essentials Examination. Charles's experience includes working with investment companies, high-net-worth individuals, and corporations. Charles specializes in providing investment advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
10/17/2022 - Present
Advisors Asset Management, Inc. (Yardley PA)
PA
02/08/2022 - 09/01/2022
BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)
IL
07/19/2017 - 01/07/2022
LBMZ SECURITIES, INC. (CHICAGO IL)
DE
12/07/2015 - 06/30/2017
FORESIDE FUND SERVICES, LLC (Wilmington DE)
PA
12/04/2014 - 08/17/2015
PACER FINANCIAL, INC. (PAOLI PA)
NY
10/29/2007 - 10/14/2009
MILLER TABAK ROBERTS SECURITIES, LLC (NEW YORK NY)
NJ
05/11/2007 - 10/22/2007
FREIMARK BLAIR & COMPANY, INC. (UPPER SADDLE RIVER NJ)
IA
Issued 11/08/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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