Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mays is a financial advisor with Mariner Independent. Charles has been in the financial industry since 1998 and has a broad range of experience in the investment advisory industry. Charles is registered with the state of Texas as an investment advisor representative. Charles is also a Registered Representative of the firm. Charles has a Series 3, 7, 24, 55, and 63 license. Charles specializes in working with individuals, corporations, high-net-worth individuals, trusts, estates, and charitable organizations. Charles provides financial planning, portfolio management, and other investment advisory services. Charles is a managing partner of Mays Wealth Management Group, LLC, a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/07/2020 - Present
Mariner Independent (PLANO TX)
TX
06/15/2006 - 10/19/2006
SCORE SECURITIES, INC. (FORT WORTH TX)
IL
01/28/2004 - 05/31/2006
ASSENT LLC (BOLINGBROOK IL)
TX
10/10/2002 - 11/12/2002
MAY FINANCIAL CORPORATION (DALLAS TX)
TX
10/08/2001 - 07/23/2002
SWS SECURITIES INC. (DALLAS TX)
CT
09/15/2000 - 08/29/2001
ACCESS SECURITIES, INC. (STAMFORD CT)
TX
01/29/1999 - 09/15/2000
HUBERMAN FINANCIAL INC. (DALLAS TX)
TX
06/17/1998 - 01/21/1999
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
03/02/1998 - 04/28/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
11/16/1992 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 11/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/12/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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