Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Raymond Crowley is a financial professional with over 28 years of experience in the financial services industry. Charles is currently registered with Janney Montgomery Scott LLC, a firm with over $85 billion in assets under management. Prior to joining Janney Montgomery Scott, Charles worked at several other financial institutions, including Boenning & Scattergood, Inc., Paracap Group LLC, Stifel, Nicolaus & Company, Incorporated, Ryan Beck & Co., Friedman, Billings, Ramsey & Co., Inc., and McDonald Investments Inc. Charles holds a Series 7, Series 24, Series 63, Series 79TO and SIE license and is registered to provide securities and investment advisory services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
OH
08/09/2022 - Present
Janney Montgomery Scott LLC (Beachwood OH)
OH
01/30/2013 - 07/28/2022
BOENNING & SCATTERGOOD, INC. (CLEVELAND OH)
OH
11/01/2010 - 02/14/2013
PARACAP GROUP LLC (MAYFIELD HEIGHTS OH)
OH
04/24/2007 - 07/14/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PEPPER PIKE OH)
OH
06/28/2005 - 04/24/2007
RYAN BECK & CO. (PEPPER PIKE OH)
CA
03/13/2001 - 06/27/2005
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
OH
09/21/1994 - 03/13/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 06/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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