Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Saunders is a financial professional with over 30 years of experience in the financial services industry. Charles currently holds the Series 6, 26 and 63 licenses and is registered with MML Investors Services, LLC. Charles has previously held positions with MSI Financial Services, Inc., Metropolitan Life Insurance Company, Waddell & Reed, Inc., American Century Investment Services Inc., The Benham Group, Pruco Securities Corporation and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
03/25/2017 - Present
MML Investors Services, LLC (SAN JOSE CA)
CA
02/03/2004 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SAN JOSE CA)
CA
02/03/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DANVILLE CA)
KS
05/04/1999 - 01/13/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
MO
10/01/1996 - 05/03/1999
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NA
04/25/1992 - 10/01/1996
THE BENHAM GROUP
NJ
09/27/1990 - 11/22/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/27/1990 - 11/22/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 11/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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