Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Peterson is an Investment Advisor Representative with Vanguard Advisers, Inc. Charles is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, SIE and Series 66 licenses. Charles is a registered investment advisor in 55 states including Arizona, Texas, Alabama, Alaska, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Charles has been active in the financial industry since 2021. Charles has been employed by Vanguard Advisers, Inc. since 2021. Charles specializes in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Charles also offers advisory services on the selection of other advisors. Charles is employed by The Vanguard Group, Inc. The firm's client base includes individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and pooled investment vehicles. The firm provides advisory services in the areas of financial planning, portfolio management, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/20/2021 - Present
Vanguard Advisers, Inc. (Scottsdale AZ)
BOTH
Issued 10/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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