Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Brown is a financial advisor with City National Securities, Inc. with over 17 years of experience in the industry. Charles is registered in 22 states, and holds the Series 63, Series 66, Series 7, Series 9, Series 10, and SIE licenses. He is also a Certified Financial Planner™. Before joining City National Securities, Inc., Charles worked with USAA Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
CA
02/13/2025 - Present
City National Securities, Inc. (Walnut Creek CA)
CA
06/23/2014 - 07/22/2016
USAA FINANCIAL ADVISORS, INC. (SAN FRANCISCO CA)
CA
08/24/2010 - 05/05/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
CA
05/24/2006 - 07/13/2010
EDWARD JONES (SAN JOSE CA)
BOTH
Issued 12/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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