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Charles Randazzo

Dealerweb Inc.

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About Charles Randazzo

Charles Randazzo is a financial professional with over 25 years of experience in the industry. Charles is currently registered with Dealerweb Inc. and holds Series 7, Series 99TO and SIE licenses. Charles has previously held positions with Execution Access, LLC, NASDAQ Execution Services, LLC, Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Swiss American Securities Inc., Banca IMI Securities Corp., SG Cowen Securities Corporation, Cadre Securities, Inc. and First Data Distributors, Inc. Charles is also registered in New York.

Firm Information

Charles Randazzo is currently registered with Dealerweb Inc.. Dealerweb Inc. is a corporation formed on December 12, 1975. The firm is registered in California, Florida, New Jersey, and New York and is also registered with the SEC. The firm has been involved in 7 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

102

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Randazzo’s Registration & Firm History

NJ

04/18/2022 - Present

Dealerweb Inc. (Jersey City NJ)

PA

01/09/2015 - 11/28/2022

EXECUTION ACCESS, LLC (Philadelphia PA)

PA

10/29/2014 - 07/26/2021

NASDAQ EXECUTION SERVICES, LLC (PHILADELPHIA PA)

NY

08/01/2006 - 03/14/2014

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

11/14/2005 - 08/02/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

05/05/2004 - 11/07/2005

SWISS AMERICAN SECURITIES INC. (NEW YORK NY)

NY

01/03/2001 - 04/23/2004

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NY

12/23/1998 - 01/12/2001

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

CT

07/01/1997 - 09/16/1998

CADRE SECURITIES, INC. (GREENWICH CT)

ME

05/31/1996 - 07/10/1997

FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)

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Licenses & Designations

BC

Issued 06/26/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Randazzo.
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