Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Faires is a financial advisor with Truist Investment Services, Inc. Charles has been in the financial services industry since 1976. Charles is registered with FINRA and is a registered investment advisor. Charles has a Series 63 and a Series 65 license as well as a Series 1 and Series 52TO. Charles provides financial planning, portfolio management, publication of periodicals, and selection of other advisors. Charles is also registered with the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, South Carolina, South Dakota, Tennessee, Texas, Virginia, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
08/08/2023 - Present
Truist Advisory Services, Inc. (ATLANTA GA)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
GA
01/05/2006 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (ALPHARETTA GA)
NJ
01/28/2005 - 01/12/2006
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
MA
11/24/2004 - 01/25/2005
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
NJ
06/01/1995 - 11/23/2004
THE GMS GROUP, LLC (EAST HANOVER NJ)
NC
12/17/1987 - 06/06/1995
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
01/29/1982 - 12/22/1987
BEAR, STEARNS & CO. INC.
NA
01/14/1976 - 01/31/1982
HENDERSON, FEW & CO.
IA
Issued 10/16/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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