Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Randall Cherry has been in the securities industry since 1983. Charles is currently registered with Southeast Investments, N.c., Inc. as a Registered Representative. Charles is a Series 65 and Series 63 licensed professional who also holds the Series 7 and SIE licenses. Charles is approved to provide securities services in the states of Florida, Nevada, North Carolina, South Carolina, and Virginia. Previously, Charles worked at First Midwest Securities, Inc., First Citizens Investor Services, Inc., UVEST Investment Services, Securities America, Inc., Jefferson-Pilot Investor Services, Inc., IFG Network Securities, Inc., A. G. Edwards & Sons, Inc., Shearson Lehman Hutton Inc., The Robinson-Humphrey Company Inc., Wheat, First Securities, Inc., Prudential-Bache Securities Inc., and Marion Bass Securities Corporation. Charles specializes in providing financial planning services, selecting other advisors, and managing portfolios for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
1
2
NC
02/27/2015 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
NC
07/10/2006 - 03/02/2015
FIRST MIDWEST SECURITIES, INC. (MILLS RIVER NC)
NC
04/17/1998 - 05/05/2006
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NC
11/11/1996 - 07/29/1998
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NE
04/15/1996 - 10/28/1996
SECURITIES AMERICA, INC. (LAVISTA NE)
IN
12/23/1994 - 04/11/1996
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
GA
10/03/1994 - 12/16/1994
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
IN
01/12/1993 - 08/25/1993
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NE
04/27/1992 - 11/24/1992
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
10/20/1989 - 06/18/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/06/1988 - 10/25/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
GA
01/16/1986 - 09/28/1988
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NA
03/13/1984 - 01/16/1986
WHEAT, FIRST SECURITIES, INC.
NA
07/16/1981 - 06/06/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/25/1980 - 06/25/1981
MARION BASS SECURITIES CORPORATION
IA
Issued 10/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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