Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Morris has been in the financial services industry since 1983. Charles is a Certified Financial Planner and Chartered Financial Consultant. Charles is registered to provide investment advice in Arizona and is a Registered Representative of Commonwealth Financial Network. Charles Morris is also a Registered Representative of FSC Securities Corporation. Charles has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
01/27/2010 - Present
Commonwealth Financial Network (LAKEWOOD CO)
GA
05/05/1997 - 07/19/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
01/03/1995 - 05/05/1997
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
MN
09/02/1993 - 01/19/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
04/02/1993 - 12/31/1994
G. R. PHELPS & CO., INC.
MA
06/18/1993 - 08/25/1993
MANEQUITY, INC. (BOSTON MA)
FL
09/05/1985 - 04/07/1993
INVESTACORP, INC. (MIAMI FL)
NA
03/28/1983 - 09/26/1985
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 03/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/03/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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