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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ragonese is an investment advisor representative with AE Wealth Management, LLC. Charles has been in the industry since 2000 and has experience with various types of financial services. Charles has held positions with Brokers International Financial Services, LLC., MML Investors Services, Inc. and MONY Securities Corporation. Charles is licensed in California and Texas and holds the Series 6, Series 63 and Series 65 securities licenses. Charles has also served as President of Mountain Peak Financial, Inc. since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/14/2024 - Present
AE Wealth Management, LLC (Palm Desert CA)
CA
07/25/2007 - 11/12/2008
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (SAN DIMAS CA)
CA
11/01/2000 - 07/06/2007
MML INVESTORS SERVICES, INC. (SAN DIMAS CA)
NY
03/31/1994 - 10/23/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 10/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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