linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Charles R. Sterling

Deafinvest

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Charles? Claim Your Profile

About Charles R. Sterling

Charles R. Sterling is an investment advisor representative at Deafinvest. Charles is a registered investment advisor representative in Arizona, District of Columbia, Florida, Maryland, and Virginia. Deafinvest, the firm that Charles is affiliated with, is a Registered Investment Adviser in Maryland, Florida, Arizona, Virginia, and District of Columbia. Deafinvest provides financial planning, educational seminars, portfolio management for individuals, and portfolio management for pooled investment vehicles. Charles has been in the financial services industry since January 2008 and is affiliated with Deafinvest. Deafinvest manages approximately $13,000,000 in assets for 62 clients. Deafinvest receives compensation from its clients in the form of fixed fees, hourly charges, and a percentage of assets.

Firm Information

Charles Sterling is currently registered with Deafinvest. Deafinvest is an investment advisor registered with the SEC and has 1 investment advisor representative. They manage approximately $13 million in assets for 62 clients, primarily individuals. Deafinvest offers financial planning, portfolio management for individuals and pooled investment vehicles, and educational seminars. They also participate in wrap fee programs.

$13.00M

Assets Under Management

3

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Charles Sterling’s Registration & Firm History

VA

07/15/2020 - Present

Deafinvest (TYSONS VA)

VA

10/03/2016 - 11/11/2019

CETERA ADVISORS LLC (FALLS CHURCH VA)

MD

10/15/2013 - 10/03/2016

INVESTORS CAPITAL CORP. (BETHESDA MD)

MD

09/19/2008 - 10/17/2013

ROYAL ALLIANCE ASSOCIATES, INC. (BETHESDA MD)

Not sure if Charles R. Sterling is right for you?

Licenses & Designations

IA

Issued 08/14/2019

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 10/30/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Charles R. Sterling. Review regulatory record here.
Not sure if Charles R. Sterling is right for you?