Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dench is a registered representative with The Leaders Group, Inc., a financial services firm based in Littleton, Colorado. Charles has been in the financial services industry since 2001 and has held previous positions with Investment Advisors & Consultants, Inc., C. J. M. Planning Corp., and Terra Securities Corporation. Charles holds the Series 7 and Series 66 licenses and the SIE exam, which allows Charles to provide securities and investment advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/04/2004 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
06/03/2003 - 11/05/2004
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
NJ
05/16/2001 - 05/19/2003
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IL
01/30/2001 - 05/14/2001
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
BOTH
Issued 12/23/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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