linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Charles R. Cooper

Lasalle ST Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Charles? Claim Your Profile

About Charles R. Cooper

Charles R. Cooper is a financial advisor with over 40 years of experience in the industry. Charles is currently registered with Lasalle St Securities, LLC in Columbus, OH. Previously, Charles has worked at Western International Securities, Inc., Northeast Securities, LLC, Prudential Securities Incorporated, Financial Asset Management, Inc., PaineWebber Incorporated and Dean Witter Reynolds Inc. Charles holds Series 7, Series 63, Series 5, SIE, Series 65, and Series 7TO licenses. Charles is registered to sell securities in California, Florida, Maryland, and Ohio.

Firm Information

Charles Cooper is currently registered with Lasalle ST Securities, LLC. Lasalle ST Securities, LLC is a Limited Liability Company formed in April 1999. The firm is registered in all 50 states and the District of Columbia. They have also received approval for a SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Charles Cooper’s Registration & Firm History

OH

07/26/2023 - Present

Lasalle ST Securities, LLC (Columbus OH)

OH

11/29/2018 - 08/08/2023

WESTERN INTERNATIONAL SECURITIES, INC. (Columbus OH)

OH

03/05/2002 - 12/31/2018

NORTHEAST SECURITIES, LLC (COLUMBUS OH)

NY

10/26/2001 - 03/06/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

OH

10/13/1998 - 10/23/2001

FINANCIAL ASSET MANAGEMENT, INC. (COLUMBUS OH)

NJ

06/18/1984 - 09/23/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

01/05/1982 - 07/27/1984

DEAN WITTER REYNOLDS INC.

Not sure if Charles R. Cooper is right for you?

Licenses & Designations

IA

Issued 10/04/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/1982

Series 5 - Interest Rate Options Examination

BC

Issued 09/01/1977

PC - AMEX Put and Call Exam

BC

Issued 04/16/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles R. Cooper.
Not sure if Charles R. Cooper is right for you?