Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Prince is a registered representative with MML Investors Services, LLC. Charles has been in the financial services industry since 2011. Charles has also been registered with American Capital Partners, LLC; Blackbook Capital LLC; Westor Capital Group, Inc.; and First Midwest Securities, Inc. Charles holds Series 66, SIE, and Series 7 licenses. Charles is registered to sell securities in California, Florida, Massachusetts, New Hampshire, New Jersey, New Mexico, and New York. Charles has been recognized for his expertise in providing financial planning, educational seminars, and asset allocation programs. Charles also holds a position as an agent for life, disability, long-term care, fixed annuities, and health insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/29/2021 - Present
MML Investors Services, LLC (MELVILLE NY)
NY
11/18/2013 - 07/15/2021
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
03/29/2012 - 11/11/2013
BLACKBOOK CAPITAL LLC (MELVILLE, NY)
NY
01/20/2012 - 03/28/2012
WESTOR CAPITAL GROUP, INC. (HERKIMER NY)
NY
07/13/2011 - 12/13/2011
FIRST MIDWEST SECURITIES, INC. (MELVILLE NY)
BOTH
Issued 06/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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