Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Powers is a financial advisor with BNP Paribas Securities Corp. Charles has been working in the financial services industry since 2000. Charles has experience in various areas of the market, including equity trading, futures trading, and securities. Charles has a broad range of certifications including Series 3, 7, 55, 56, 57TO, and SIE. Charles is registered with the Securities and Exchange Commission and holds registrations in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/15/2019 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
09/20/2016 - 01/15/2019
ICAP CORPORATES LLC (NEW YORK NY)
MN
01/26/2015 - 08/22/2016
WALLEYE TRADING LLC (PLYMOUTH MN)
NY
05/22/2006 - 04/12/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
02/21/2006 - 05/22/2006
FIMAT PREFERRED LLC (NEW YORK NY)
NY
08/11/2003 - 04/04/2005
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
09/26/2003 - 04/01/2005
AMERIVEST PARTNERS, LLC (NEW YORK NY)
NY
08/04/2003 - 10/02/2003
BAY CREST PARTNERS, LLC (NEW YORK NY)
NY
12/06/2000 - 05/23/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/10/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2015
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 05/06/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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