Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Plimpton Harper is a registered representative with Vaquero Capital LLC, located in San Francisco, California. Charles has been in the securities industry since March 17, 2014. Charles holds the Series 63, Series 62, Series 79, and SIE licenses. Charles was previously registered with KEMA PARTNERS LLC in Mill Valley, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/26/2021 - Present
Vaquero Capital LLC (SAN FRANCISCO CA)
CA
03/04/2014 - 04/12/2021
KEMA PARTNERS LLC (MILL VALLEY CA)
BC
Issued 02/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2014
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/04/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Harper is the right advisor for you? Invested Better is here to help.
