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Charles Phillip Smith

PFS Investments Inc.

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About Charles Phillip Smith

Charles Phillip Smith is a financial advisor with PFS Investments Inc. Charles has over 25 years of experience in the financial services industry. Charles is registered with the Securities and Exchange Commission and holds a Series 6, Series 26, Series 63, and Series 65 license. Charles is also registered with the state of Rhode Island. Charles provides financial planning and portfolio management services to individuals and families.

Firm Information

Charles Smith is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Smith’s Registration & Firm History

RI

01/03/2024 - Present

PFS Investments Inc. (SMITHFIELD RI)

RI

01/04/2008 - 12/31/2021

PFS INVESTMENTS INC. (SMITHFIELD RI)

GA

05/27/1999 - 12/31/2007

PFS INVESTMENTS INC. (DULUTH GA)

GA

12/14/1990 - 01/10/1992

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

NA

07/23/1987 - 12/07/1987

FIRST INVESTORS CORPORATION

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Licenses & Designations

IA

Issued 11/13/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Phillip Smith.
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