Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Philip Guercio is a financial advisor who has been in the industry since 1982. He is currently registered with Raymond James & Associates, Inc. and has been with the firm since February 2013. Charles has a wide range of experience, including working with high-net-worth individuals, corporations, and pension plans. He holds multiple licenses and certifications, including the Series 7, 3, 15, 63, and 65. Charles is committed to providing his clients with personalized financial advice and guidance. He is also a strong advocate for financial literacy and education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/13/2013 - Present
Raymond James & Associates, Inc. (BATON ROUGE LA)
LA
03/29/1985 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (BATON ROUGE LA)
NA
03/08/1982 - 02/15/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 09/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1989
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Guercio is the right advisor for you? Invested Better is here to help.
