Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bohm is a financial professional with over 20 years of experience in the industry. Charles is currently registered with Marex Capital Markets Inc., which is a firm based in Chicago, Illinois. Charles has previously held positions with MAREX NORTH AMERICA SECURITIES LLC, E D & F MAN CAPITAL MARKETS INC., WEDBUSH SECURITIES INC., KCG AMERICAS LLC, and MF GLOBAL INC., in Chicago, Illinois. Charles is a Series 3, 7, and 63 licensed professional and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/05/2023 - Present
Marex Capital Markets Inc. (Chicago IL)
IL
04/27/2022 - 08/31/2023
MAREX NORTH AMERICA SECURITIES LLC (Chicago IL)
IL
02/09/2016 - 01/04/2022
E D & F MAN CAPITAL MARKETS INC. (Chicago IL)
IL
01/15/2015 - 12/10/2015
WEDBUSH SECURITIES INC. (Chicago IL)
IL
06/27/2013 - 12/03/2014
KCG AMERICAS LLC (CHICAGO IL)
IL
08/21/2002 - 12/08/2011
MF GLOBAL INC. (CHICAGO IL)
BC
Issued 11/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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