Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ripley is a financial professional with over 30 years of experience in the industry. Charles has a broad range of experience, having previously worked at BOK FINANCIAL SECURITIES, INC., FIRST SOUTHWEST COMPANY, and RAUSCHER PIERCE REFSNES, INC. Charles is currently registered with Herndon Plant Oakley, Ltd., an investment advisory firm that provides a variety of services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Charles has a wide range of specializations and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/18/2022 - Present
Herndon Plant Oakley, Ltd. (AUSTIN TX)
TX
07/07/2010 - 10/12/2021
BOK FINANCIAL SECURITIES, INC. (Richardson TX)
TX
10/04/1993 - 04/01/2010
FIRST SOUTHWEST COMPANY (DALLAS TX)
TX
06/24/1986 - 10/15/1993
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
06/06/1984 - 07/03/1986
UNDERWOOD, NEUHAUS & CO., INCORPORATED
NA
09/24/1981 - 06/29/1984
E. F. HUTTON & COMPANY INC
NA
02/18/1969 - 10/01/1981
UNDERWOOD, NEUHAUS & CO., INCORPORATED
BC
Issued 09/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/1972
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/01/1978
PC - AMEX Put and Call Exam
BC
Issued 05/22/1969
Series 000 - General Securities Principal Examination
BC
Issued 10/02/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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