Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Pettinato is a financial advisor with UBS Asset Management (us) Inc. He has been in the securities industry since 1998 and is licensed to offer securities in New Jersey and New York. Charles has held previous roles at Credit Suisse Securities (USA) LLC and J.P. Morgan Securities Inc. He has passed the Series 7, Series 63, Series 7TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
01/20/2020 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/01/1998 - 09/30/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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