Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Pettignano is a financial advisor with over 20 years of experience in the securities industry. Charles currently works at Smbc Nikko Securities America, Inc. in New York, NY. Charles's previous experience includes roles at BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., and Neuberger Berman, LLC. Charles is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/30/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/25/2016 - 09/22/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
02/04/2009 - 07/19/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
04/12/2002 - 03/18/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 06/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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